In House Counsel Jobs California | JDHuntr 46382 Chief Officer Compliance & Regulatory Broker-Dealer Job at In House Jobs | JDHuntr, New York, NY

ck92TGhTUGFtbnBENTJiMVkvYVhmL3FBUmc9PQ==
  • In House Jobs | JDHuntr
  • New York, NY

Job Description

In House Counsel Jobs California | JDHuntr 46382 Chief Officer Compliance & Regulatory Broker-Dealer, New York, NY
To apply go to JDHuntr.com
Develop, implement, and maintain broker -dealer and alternative trading systems compliance program, including policies, procedures, systems monitoring, technology and training. Work closely with companys legal and business teams. Provide appropriate support, advice and training to relevant front-office and operational personnel with respect to FINRA and SEC rules and regulations, information barriers, licensing requirements, supervision, and other compliance-related issues.


in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time

Job Tags

Full time,

Similar Jobs

NavitsPartners

IT Healthcare Consultant - Project Manager - ITHCPM 25-26440 Job at NavitsPartners

 ...Job Title: IT Healthcare Consultant Project Manager Location: Columbia, SC (Hybrid 3 days onsite, 2 days remote) Duration: 12 Months (Potential for Extension) Work Authorization Requirement: Must be a current South Carolina resident (Relocation not permitted... 

Amentum

Specialized Administrative and Program Support Job at Amentum

Specialized Administrative and Program Support Location Hanover, MD : Amentum is seeking highly motivated, self-starting office Administrative Support. Applicants selected will be subject to a government security investigation and must meet eligibility requirements for... 

CBRE

BMS Controls Engineer (Union) Job at CBRE

BMS Controls Engineer (Union)Job ID211176Posted20-Mar-2025Service lineGWS SegmentRole typeFull-timeAreas of InterestEngineering/MaintenanceLocation(s)Menlo Park - California - United States of America**ABOUT THE ROLE**Monitor, assess, and optimize the performance... 

Umanist Staffing LLC

Quality Assurance Associate Job at Umanist Staffing LLC

 ...products, materials, and processes in the warehouse meet industry regulations, internal quality standards, safety requirements, and compliance expectations. This role supports pharmaceutical manufacturing operations through quality oversight and regulatory adherence.... 

CVS Health

Utilization Management Nurse Consultant Job at CVS Health

 ...every day.**Position Summary**Drives effective utilization management practices by ensuring appropriate and cost-effective allocation...  ...recommendations for care coordination and resource optimization.Consults with and provides expertise to other internal and external...